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Dymon Asia Modern Slavery Statement

Dymon Asia is committed to the elimination of acts of slavery or human trafficking in its business and supply chain. Dymon Asia is focused on acting ethically and with integrity in all business dealings and relationships. Appropriate due diligence is conducted on modern slavery both within the organization and its business supply chain.

The firm fully committed to adhering to the standards expressed in the following legislation:

  • Singapore Prevention of Human Trafficking Act 2014;
  • Hong Kong Crimes Ordinance;
  • Japan – Employment Security Act and Labor Standards Act;
  • Malaysia Anti-Trafficking in Persons and Anti-Smuggling of Migrants Act 2007; and
  • Thailand Anti-Human Trafficking Act, B.E 2551 (2008)

What is Modern Slavery?

Modern slavery is a serious and often hidden crime in which people (including children) are exploited for personal and/or commercial gain. The impact can be devastating for the victims.

What is Human Trafficking?

Human trafficking is defined as arranging or facilitating the travel of another person with a view to exploitation and includes travel within a country, not just across international borders.

Staff must report concerns and any suspicions of modern slavery or human trafficking to the Chief Compliance Officer.

The Business

Dymon Asia is a leading Asia-focused alternative investment manager. Dymon Asia does not have a traditional manufacturing supply chain. Investment management is not considered high risk and we consider the services we provide are very unlikely to be affected by modern slavery. However, mechanisms for prevention are in place. Dymon Asia engages financial services-focused vendors to support the investment funds and vehicles it manages. This mainly includes the supply of fund administration services, trading and execution services and asset custody services. We also work with suppliers who support our office facilities.

We may terminate any contract at any time should any instances of modern slavery and/or human trafficking come to light.

We require appropriate right-to-work documentation for staff including temps, interns, and contract staff. No one under the legal minimum age for admission to work is employed.

We will continue to review and update our compliance approach as our businesses and inherent or perceived supplier risks change over time.

Disclaimer

This webpage contains important legal and proprietary information concerning Dymon Asia Capital (Singapore) Pte. Ltd., its affiliates (collectively known as “Dymon Asia“) and its funds. Before proceeding, please read the following disclaimer statements.

By clicking the “I AGREE” button, you are deemed to be representing and warranting that (1) you have read and understand the information contained in this page and accept the terms and conditions contained herein, (2) the applicable laws and regulations of your jurisdiction allow you to access the information on this webpage, (3) you are duly authorized to access this webpage for the purpose of acquiring information, and (4) you or any other person or entity you represent initiated the discussion, correspondence or other communications with Dymon Asia or its representatives, which resulted in you requesting access to Dymon Asia’s website and the information regarding its funds, and none of Dymon Asia or its representatives at any time directly or indirectly contacted you with respect to the provision of investment advisory services or investment in a Dymon Asia fund prior to such unsolicited initiation of discussions, correspondence or other communications.

The information on this webpage is not intended for persons located or resident in jurisdictions where the distribution of such information is restricted or unauthorized. No action has been taken to authorize, register or qualify any of the Dymon Asia funds or otherwise permit a public offering of any Dymon Asia fund in any jurisdiction, or to permit the distribution of information in relation to any of the Dymon Asia fund in any jurisdiction.

To the best of its knowledge and belief, Dymon Asia considers the information contained herein as accurate as at the date of publication. All information and opinions in this webpage are subject to change without notice. No representation or warranty is given, whether express or implied, on the accuracy, adequacy or completeness of information provided in the website or by third parties. The materials in this webpage could include technical inaccuracies or typographical errors, and could become inaccurate as a result of developments occurring after their respective dates. Dymon Asia undertakes no obligation to maintain updates to such information. Any links to other websites contained within this webpage are for the convenience of the user only and do not constitute an endorsement by Dymon Asia of these websites. Dymon Asia is not responsible for the content of other websites referenced in this webpage. Neither Dymon Asia nor its affiliates and their respective shareholders, directors, officers and employees assume any liabilities in respect of any errors or omissions on this webpage, or any and all responsibility for any direct or consequential loss or damage of any kind resulting directly or indirectly from the use of this webpage. Unless otherwise agreed with Dymon Asia, any use, disclosure, reproduction, modification or distribution of the contents of this webpage, or any part thereof, is strictly prohibited. Dymon Asia expressly disclaims any liability, whether in contract, tort, strict liability or otherwise, for any direct, indirect, incidental, consequential, punitive or special damages arising out of, or in any way connected with, your access to or use of this website.

This webpage is not an advertisement and is not intended for public use or distribution. This website has been prepared for the purpose of providing general information only without taking account of any particular investor’s objectives, financial situation or needs and does not amount to an investment recommendation. An investor should, before making any investment decision, consider the appropriateness of the information in this website, and seek professional advice, having regard to the investor’s objectives, financial situation and needs. In all cases, anyone proposing to rely on or use the information contained in the website should independently verify and check the accuracy, completeness, reliability and suitability of the information. The information contained in this webpage does not constitute financial, investment, legal, accounting, tax or other professional advice or a solicitation for investment in Dymon Asia’s funds, nor does it constitute an offer for sale of interests issued by funds that are managed or advised by Dymon Asia. Any offer can only be made by the relevant offering documents, together with the relevant subscription agreement, all of which must be read and understood in their entirety, and only in jurisdictions where such an offer is in compliance with relevant laws and regulatory requirements.

Simulations, past and projected performance may not necessarily be indicative of future results. Figures may be taken from sources that are believed to be reliable (but may not necessarily have been independently verified), and such figures should not be relied upon in making investment decisions. Dymon Asia, its officers and employees do not assume any responsibility for the accuracy or completeness of such information. There is the risk of loss as well as the opportunity for gain when investing in funds managed or advised by Dymon Asia.

Dymon Asia Capital (Singapore) Pte. Ltd. holds a capital markets services licence for the provision of fund management services to eligible investors and is an exempt financial advisor pursuant to paragraph 23(1)(d) of the Financial Advisers Act (“FAA”).  Accordingly, this website and its contents is permitted only for the use of persons who are “institutional investors” or “accredited investors”, each within the meaning provided in the Singapore Securities and Futures Act (Cap.289); “professional investors” within the meaning provided in the Hong Kong Securities and Futures Ordinance; or the equivalent class of “accredited investor” or “professional client” under the laws of the country or territory of such person. As an “institutional investor” and/or “accredited investor” certain disclosure requirements under the FAA in relation to the contents of this website would not apply to you as a recipient. The products and services described in this website are available to such aforementioned categories of persons only. None of the contents of this website have been approved or endorsed by the MAS or any other global regulator.

Please click “I AGREE” if you confirm and agree that you fall within any of the aforementioned categories.